Implementation of KYC reviews and onboardings

Customer: Nordic Large Corporate and Investment Bank

Tasks:

• Implementation of KYC reviews and onboardings
• Ensuring compliance with all regulatory requirements of target customers
• Support of the client team in regard to KYC/AML, StumbG, MiFID, Dodd-Frank, FATCA and CRS including onboardings and reviews
• Presentation of high-risk clients to the local and global customer-adoption-committee
• Responsibility for the data quality of customer data
• Process documentation and analysis

Implementation of KYC-Remediation and technical contact

Customer: Corporate and Investment Bank of a G-SIB

Tasks:

• Implementation of KYC-Remediation and technical contact for customer advisors
• Review and analysis of key account profiles within the scope of AMLD 5 & FATF
• Carrying out background research, third party due diligence and information research for potential customers
• Working with the customers to collect customer information and supporting documentation required to complete the CDD and EDD processes
• Investigating cases for money laundering and other fraudulent activity
• Support in the KYC process to reduce the KYC backlog for new and existing customers
• Training of new employees in the KYC processes
• Quality assurance of the KYC production
• Support with internal training for the project team to continuously increase the quality and quantity of KYC-related work in production
• Periodic Review, EDR, New Client Adaption
• Team lead role
• Reporting to management
• Coordination of KYC cases

updating and technical accuracy of KYC checks

Customer: International Corporate and Investment Bank

Tasks:

• Responsible for updating and technical accuracy of KYC checks for (complex) corporate clients of various business structures
• Support and exchange with compliance, business and internal management reporting

Consultation on German KYC regulations and compliance requirements

Customer: IT services and IT consulting company

Tasks:

• Consultation on German KYC regulations and compliance requirements
• Ensuring business alignment with local legal standards
• Guidance on regulatory frameworks and best practices for KYC implementation