Over 20 years of experience in investment banking, financial services, and regulatory reporting, consistently delivering results and adding value
Aktualisiert am 06.11.2024
Profil
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Remote-Arbeit
Verfügbar ab: 06.11.2024
Verfügbar zu: 100%
davon vor Ort: 100%
Finanzwesen
SAP FI/CO
EMIR REFIT
Investment Banking
consistently delivering results and adding value in various financial institutions.
EMIR II
ESMA) Compliance and Risk Mitigation Project Management (Prince 2
Agile
MiFID II

Einsatzorte

Einsatzorte

Deutschland, Schweiz, Österreich
möglich

Projekte

Projekte

1 year 9 months
2023-04 - now

Optimizing financial performance

Senior Business Financial Consultant and EMIR REFIT Expert MMSR MaRisk BAIT ...
Senior Business Financial Consultant and EMIR REFIT Expert
In my capacity as a Senior Business Financial Expert Consultant Expert at  Banque de Luxembourg (BDL), I was entrusted with ensuring compliance with EMIR REFIT regulations, while also integrating key regulatory frameworks such as MaRisk, BAIT, EBA-Guidelines, and DORA. My responsibilities included optimizing financial performance, mitigating risks, and ensuring adherence to a wide range of regulatory requirements.

Here?s how I integrated these tasks into my role:


Regulatory Compliance & Interpretation:

  • Proficiently interpreted and analyzed the revised EMIR Regulatory Technical Standards (RTS), assessing their impact on trading and transaction reporting.
  • Ensured compliance with MaRisk and BAIT by aligning risk management processes and IT governance structures with EMIR Refit and other regulatory standards. Integrated the EBA-Guidelines on outsourcing and risk management into the assessment of the bank?s processes, ensuring alignment with regulatory expectations.


Gap Analysis & Impact Assessment:

  • Conducted comprehensive gap analyses between EMIR, EMIR Refit, and the relevant guidelines of MaRisk, BAIT, and DORA to identify regulatory requirements and operational impacts.
  • Evaluated the implications of EMIR Refit on client categories (NFC-, NFC+, FC) and their specific reporting obligations, incorporating DORA?s focus on operational resilience and IT security into the evaluation process.


Process Optimization & Implementation:

  • Analyzed and optimized functional workflows and processes to ensure compliance with EMIR Refit and DORA requirements, from business initiation to feedback verification.
  • Monitored and incorporated updates related to MaRisk, BAIT, and EBA-Guidelines into the bank?s policies, ensuring that both existing and new processes met the highest standards of regulatory compliance.


Stakeholder Collaboration & Communication:

  • Collaborated with stakeholders to develop EMIR Refit-relevant functional concepts, incorporating guidelines from MaRisk, BAIT, and DORA to enhance operational resilience and compliance.
  • Implemented effective communication measures to facilitate the exchange of regulatory updates and compliance strategies among relevant parties involved in the implementation of EMIR Refit, MaRisk, BAIT, and DORA.


Testing & Quality AssurTesting & Quality Assurance:

  • Specified and documented additional test cases to support comprehensive testing aligned with EMIR Refit, MaRisk, BAIT, and DORA requirements, ensuring meticulous execution and verification.
  • Delivered high-quality results, meeting formal acceptance criteria set by stakeholders, and ensured smooth and compliant implementation across various regulatory frameworks.


Industry Engagement & Expertise Sharing:

Actively participated in and moderated Luxembourgian interbank and Luxembourg Bankers' Association (ABBL) regulatory frameworks workshops, contributing insights and expertise on EMIR Refit, MaRisk, BAIT, EBA-Guidelines, and DORA, to enhance regulatory compliance and best practices within the financial sector

MMSR MaRisk BAIT EBA-Guidelines DORA and Dodd-Frank Act
Banque de Luxembourg (BDL)
Howald/Luxembourg
2 years 5 months
2021-02 - 2023-06

Markets Operations

Senior Business Financial Analyst Group Markets Operations
Senior Business Financial Analyst Group Markets Operations
  • Senior Business Financial Analyst in Group Markets
Commerzbank AG
Frankfurt am Main, Germany
1 year 10 months
2021-06 - 2023-03

Consultanting in Investment and Client Advisory Solutions for Retail, Private, and Wholesale Banking (MiFID II, EMIR II, and SFDR)

Project Manager and Senior Business Financial Expert
Project Manager and Senior Business Financial Expert
During my tenure at ING Luxembourg S.A., I held dual roles as a Senior Business Financial Expert Consultant within Investments & Client Advice solutions for Retail Banking, Private Banking, and Wholesale Banking. In this multifaceted position, I played a pivotal role in driving strategic initiatives, ensuring financial excellence, and delivering exceptional customer experiences across various banking segments. Here's how I integrated the provided tasks into my responsibilities:
  • Led the delivery of the customer journey strategy, managing stakeholders and formulating product/service-, process-, and channel policies in alignment with external regulations such as MiFID II, EMIR II, and SFDR, as well as risk and ESMA/CSSF compliance policies.
  • Managed complex projects involving various stakeholders, aiming to create even more added value for customers and the organization. 
  • Translated business solutions into working software solutions like Murex MX.3, GT-DATA, and TRIPLE A by collaborating closely with IT engineers, ensuring alignment with business objectives and regulatory requirements.
  • Utilized my expertise and experience to contribute to all sprint events, including planning, refinements, retrospectives, and demos, fostering collaboration and driving continuous improvement within the team. 
  • Applied profound product/service knowledge to develop and maintain an attractive and compliant value proposition, ensuring delivery excellence for customers while adhering to regulatory requirements.
  • Conducted in-depth financial analyses to evaluate investment opportunities and client advice solutions, incorporating external regulations and compliance policies into strategic decision-making processes.
  • Ensured understanding, challenging, and accountability for respecting business principles and external regulations, safeguarding the integrity and reputation of the organization.
  • Optimized processes in a customer-friendly way to maximize customer and business value, leveraging insights from financial analysis and customer feedback.
  • Dealt with the most urgent incidents and improvement needs, prioritizing issues and implementing timely solutions to minimize disruptions and enhance operational efficiency.
  • Kept up-to-date knowledge of the business domain, underlying application architecture, and relevant IT landscape and technologies, enabling informed decision-making and proactive adaptation to changing market dynamics and regulatory requirements. 

My role at ING Luxembourg S.A. required a holistic approach, encompassing project management, financial analysis, regulatory compliance, customer-centricity, and continuous improvement initiatives. By effectively integrating these tasks into my responsibilities, I contributed to the overall success and reputation of the organization in delivering exceptional value to customers and stakeholders.

ING Luxembourg S.A.
Luxembourg City/Luxembourg
2 years 1 month
2019-05 - 2021-05

Calypso, and Kondor+ Platforms

Senior Business Financial Analyst
Senior Business Financial Analyst

During my tenure at Hamburg Commercial Bank, I served Senior Business Financial Analyst, I provided Level 2 business support for key financial platforms including Calypso, Kondor+, Summit, and Murex MX.3, ensuring seamless operations and optimal performance across front office functions, collateral management, back-office functions, and associated system interfaces. Here's how I integrated the provided tasks into my responsibilities:

  • Took responsibility for the production and maintenance of technical documentation around the platforms, ensuring comprehensive coverage of configuration management and Level 2 business support procedures.
  • Led efforts in capacity management and performance improvements for the Calypso, Kondor+, Summit, and Murex MX.3 platforms, optimizing system performance and efficiency to meet business requirements.
  • Oversaw system alerting and automated monitoring processes, ensuring proactive identification and resolution of potential issues. 
  • Conducted stress testing to measure the intra-day processing capability of the systems, identifying areas for improvement and optimizing system performance.
  • Provided assistance and advice to end users regarding the use of the  Calypso, Kondor+, Summit, and Murex MX.3 platforms, ensuring  smooth and efficient operation of key financial systems.
  • Worked closely with infrastructure teams to ensure comprehensive monitoring of the Calypso and Murex MX.3 systems and upstream/downstream interfaces, generating automated alerts as necessary.
  • Provided assistance and advice to project management and risk management teams, leveraging expertise in methodologies such as Prince2, Agile, and Scrum to support project delivery and risk mitigation efforts

My role at Hamburg Commercial Bank was characterized by a holistic approach, encompassing project management, financial analysis, regulatory compliance, customer-centricity, and technical support for key financial platforms. By effectively integrating these tasks into my responsibilities, I contributed to the overall success and reputation of the organization in delivering exceptional value to customers and stakeholders

Hamburg Commercial Bank
Kiel/Germany
2 years
2017-05 - 2019-04

Regulatory Reporting

Senior Business Financial Analyst
Senior Business Financial Analyst
Senior Business Financial Analyst in Regulatory Reporting, specializing in compliance with MiFID II, MiFIR, and EMIR II regulations. During my tenure at Bayerische Landesbank, I served as a Senior Business Financial Expert Consultant in Regulatory Reporting, specializing in compliance with MiFID II, MiFIR, and EMIR II regulations. Here's how I integrated the provided tasks into my responsibilities:
  • Demonstrated in-depth knowledge of Analyst of Transaction & OTC Trade Reporting and Systematic Internaliser (SI) requirements under MiFID II (Art.26/NHT/SI) via Deutsche Börse Regulatory Reporting Hub and EMIR II (Regis-TR).
  • Leveraged good knowledge of communication and connection with service providers through the Deutsche Börse Regulatory Reporting Hub and front-office systems such as SunGard Front Arena.
  • Played a key role in analyses within the framework of the merger project SunGard Front Arena Summit and Murex MX.3 Migration & MiFID II/EMIR II Implementation, ensuring seamless integration with the Deutsche Börse Regulatory Reporting Hub.
  • Created professional IT-related concepts in collaboration with trading teams and supported the implementation and integration of solutions up to the production stage.
  • Possessed expertise in reading, transforming, and validating XML and CSV formats (FpML, MXML) from Murex MX.3 using XPath and DB AG - XSD schema.
  • Managed test case scenarios definition, test execution, validation, documentation, defect tracking, and reporting to project management, ensuring compliance with regulatory requirements and system integrity.
  • Demonstrated proficiency in analysis and performance tracking of queries migration for new releases, utilizing SQL Oracle Developer Database Queries and setting up Query Macros for testing purposes. 
  • Coordinated closely with IT and specialist departments throughout project phases, ensuring alignment with business objectives and regulatory compliance.
My role at Bayerische Landesbank was instrumental in ensuring regulatory compliance and operational efficiency in regulatory reporting processes. By effectively integrating these tasks into my responsibilities, I contributed to the overall success and reputation of the organization in meeting regulatory obligations and delivering value to stakeholders.

Bayerische Landesbank
München, Germany
4 months
2017-01 - 2017-04

Trading, Clearing, Risk Functionality, and IT Infrastructure

Senior Business Financial Expert Consultant
Senior Business Financial Expert Consultant

Senior Business Financial Expert Consultant in the area of Trading / Clearing and Risk Functionality as well as IT infrastructure (T7, C7, EurexClassic, FX Murex MX.3 and Prisma). During my brief but impactful tenure at Deutsche Börse AG, I served as a Senior Business Financial Analyst, specializing in Trading, Clearing, Risk Functionality, and IT infrastructure. Here's how I integrated the provided tasks into my responsibilities:

  • Supported the implementation of the 23h Extension of Trading/Clearing/Risk Requirements and regulatory requirements in financial markets, including MiFID II, MiFIR II, EMIR II, and Dodd Frank.
  • Prepared concepts, solution approaches, and impact analyses for new business solution options, managing identified impacts and risks for T7, C7, EurexClassik, Murex MX.3, and Prisma platforms.
  • Validated feasibility concepts with relevant internal departments such as Legal, IT, Risk Control, and Business Development, ensuring alignment with regulatory requirements and business objectives.
  • Assessed business cases outlining cost impacts and value drivers of proposed solutions, contributing to informed decision-making processes.
  • Analyzed post-trade processes and clearing functionalities, developing concepts and process descriptions to enhance operational efficiency and compliance.
  • Supported the communication of clearing business requirements and contributed to project planning activities, prioritizing change requests and serving as an escalation point for critical issues.
  • Demonstrated very good knowledge of test management processes, including test case definition, test execution, defect management for implemented solutions, and reporting via the Defect Management Module in HP ALM (QC) and Jira.
  • Collaborated with Business Analysis Managers to ensure consistent implementation of processes, maintaining a focus on quality assurance and continuous improvement.

My role at Deutsche Börse AG was instrumental in ensuring regulatory compliance, operational excellence, and continuous improvement in trading, clearing, and risk functionalities. By effectively integrating these tasks into my responsibilities, I contributed to the overall success and reputation of the organization in navigating complex regulatory landscapes and delivering value to stakeholders

Deutsche Börse AG
Eschborn, Germany
3 years 6 months
2013-07 - 2016-12

Calypso, Kondor+, Summit, and Murex 2000/MX.3

Senior Business Financial Analyst
Senior Business Financial Analyst
Senior Business Financial Expert Consultant Calypso / Kondor+

/Summit/ Summit/ Murex 2000 / MX.3. During my tenure at UniCredit AG, I held the role of Senior Business Financial Expert Consultant specializing in Calypso, Kondor+, Summit, Murex2000/MX.3, and Summit. Here's how I integrated the provided tasks into my responsibilities:

  • Leveraged extensive experience as a Senior Business Analyst for Calypso, Kondor+, Summit, and Murex2000/MX.3, including extending and customizing these platforms to meet specific business requirements.
  • Integration and Complex IT Landscape
  • Integrated Calypso, Kondor+, Summit, and Murex2000/MX.3 into a complex bank IT application landscape, ensuring seamless interoperability and data flow across multiple systems.
  • Possessed advanced-level knowledge of Calypso, Kondor+, Summit, and Murex2000/MX.3, with proven project experience in deal capture and trade lifecycle management of various financial products including FX, MM, FXO, CRD, IRD, EQD, and Commodity products.
  • Demonstrated proficiency in deal capture and trade lifecycle management of security products such as Equity, Warrants, Certificates, Bonds, and SSD trade workflows, including confirmation processes and payments & accounting functionalities.
  • Utilized very good knowledge of financial instruments, OTC derivatives, and related business processes, as well as security/OTC settlement processes including SDI setup, trade validation, confirmation processes, settlement & CCP clearing, accounting, and collateral management.
  • Demonstrated expertise in legacy & static data systems, networks, SQL, TP Ideal, CMS Legal-DB, OTC HOST, FSD, and EUROSIG, ensuring smooth operations and data integrity within the organization.
  • Demonstrated very good knowledge of test management processes, including test case definition, test execution, defect management, and reporting, ensuring the quality and reliability of implemented solutions.
  • Contributed to migration projects from legacy back-office and frontoffice systems to target systems, planning, organizing, and executing comprehensive test strategies from end to end.
  • Familiarity with Murex Limit Controller (MLC), Murex parameterization, Murex XML, and reporting functionalities.
  • Possessed strong communication and project management skills, facilitating effective collaboration and successful project delivery. 

My role at UniCredit AG was crucial in ensuring the efficient operation, integration, and customization of key financial platforms, contributing to the overall success and effectiveness of the organization's trading, clearing, and risk functionalities.

UniCredit AG
München, Germany
2 years 5 months
2011-02 - 2013-06

Group Markets Operations

Senior Business Financial Expert Consultant
Senior Business Financial Expert Consultant
During my tenure at Commerzbank AG, I served as a Senior Business Financial Expert Consultant in Group Markets Operations. Here's how I integrated the provided tasks into my responsibilities:
  • Received and promptly processed incoming complaints from internal and external customers, ensuring immediate problem-solving and troubleshooting to resolve issues effectively.
  • Assisted in taking appropriate measures to prevent future handling errors and monitored and managed reclamation operations until final completion.
  • Managed compensation arising from processing operations, including interest receivable/liabilities and expenses, ensuring accurate and timely accounting for financial transactions.
  • Conducted immediate clean-up and clarification of associated reconciliation breaks (open items), facilitating the closure or transfer of false payments and ensuring data integrity.
  • Participated in mandatory inspections, votes, and clarification of differences, and contributed to the creation of loss reports.
  • Timely reported risk-related characteristics of business operations in accordance with existing escalation policies, ensuring compliance with regulatory requirements.
  • Supported the analysis of processes to identify necessary improvements in operational structure, contributing to ongoing optimization efforts.
  • Ran statistics and assisted in creating management information to inform decision-making processes and drive operational efficiency.
  • Provided technical cooperation in projects aimed at sustainable improvement and ongoing optimization of the IT infrastructure.
  • Collaborated with staff on system design, introduction, and acceptance of expert systems, including Calypso, Easy Match, Kondor+, Summit, Cowin, Corona, TLM, TRAM, TARGET2, Murex2000/MX.3, Summit, OBS, CLS Payplus, and Sophis.
My role at Commerzbank AG was instrumental in ensuring operational efficiency, customer satisfaction, and risk management within Group Markets Operations. By effectively integrating these tasks into my responsibilities, I contributed to the overall success and reputation of the organization in the financial services sector.
Commerzbank AG, Frankfurt am Main/Germany
9 months
2010-05 - 2011-01

Controlling / Trading

Senior Business Financial Expert Consultant Controlling
Senior Business Financial Expert Consultant Controlling
Senior Business Financial Expert Consultant Controlling / Trading Derivate, FX, Fixed Income and Equity at Commerzbank AG, Frankfurt am Main/Germany. During my tenure in the finance department of the Investment Banking area at Commerzbank AG in Frankfurt, I focused on Profit and Loss reconciliation between management reporting figures and financial reporting ledger account entries. Here's how I integrated the provided tasks into my responsibilities:
  • Conducted monthly financial product-based checks using MS Access Database and MS Excel, analyzing performance figure differences, and reporting breaks or adjusting result figures as necessary.
  • Leveraged my extensive experience with financial products and understanding of valuation methods to investigate Profit and Loss breaks, ensuring accuracy and integrity in financial reporting.
  • Specialized in Equity Swaps, FX Options, Forex IRD, Stocks, and Bonds, performing daily FO system versus ledger account cash flow checks for Equity Swaps and providing daily settlement reports to the Back Office team, including communication with the London Branch.
  • Utilized FO systems such as Imagine, Murex2000/MX.3, Currency, Stars++, and Calypso for daily and monthly investigations, ensuring efficient workflow and accurate reporting.
  • Participated in trading migration testing of Forex trades during the integration of Ex-Dresdner Bank AG into Commerzbank AG, collaborating with systems including Kondor+, Summit, Murex2000/MX.3, and TARGET2, and BO system OBS.
  • Assisted in the preparation and analysis of banking book Cross Currency Swaps for German Gap to IFRS transmission, familiarizing myself with Summit FO system and product specifics.
  • Took on additional responsibilities including clarifying FX trade breaks between FO system Kondor+, Summit, and BO system Calypso, as well as preparing month-end tasks to ensure smooth operations and reporting accuracy.
My role at Commerzbank AG involved meticulous analysis, reconciliation, and reporting tasks within the investment banking finance department, contributing to the overall accuracy and integrity of financial reporting processes. Through effective collaboration and leveraging my expertise in financial products and systems, I ensured operational efficiency and compliance with regulatory requirements.
Commerzbank AG
Frankfurt am Main, Germany
1 year 8 months
2008-09 - 2010-04

Execution Exchange Trading

Senior Execution Exchange Trader
Senior Execution Exchange Trader
During my tenure at United Equity Capital AG in Zürich, Switzerland, I served as a Senior Execution Exchange Trader. Here's a breakdown of my responsibilities:
  • Conducted Forex, Fixed Income, and Commodity trading, executing trades in alignment with market trends and client objectives.
  • Utilized technical analysis systems for capital market analysis, providing insights into market movements and identifying potential trading opportunities.
  • Developed and implemented Forex Expert Advisors for Metatrader4, enhancing trading efficiency and automation to optimize performance.
  • Designed and executed successful Forex trading and hedging strategies, leveraging derivative instruments to manage risk effectively and maximize returns for clients.
My role involved a comprehensive approach to trading, combining market analysis, strategy development, and implementation to achieve favorable outcomes in Forex and other asset classes.
United Equity Capital AG
Zürich, Switzerland
9 months
2008-02 - 2008-10

Managing forex hedge fund portfolios and strategies

Forex Hedge Fund Manager
Forex Hedge Fund Manager
During my time as a Forex Hedge Fund Manager at Forex Fund Management S.A in Luxembourg and the UK, I undertook various responsibilities:
  • Managed portfolios for institutional clients within the Forex hedge fund, ensuring alignment with client objectives and risk tolerance.
  • Developed and implemented successful Forex trading and hedging strategies, utilizing derivative instruments to optimize portfolio performance and mitigate risk.
  • Oversaw cross-border projects with external counterparts in major European markets, coordinating efforts to maximize efficiency and effectiveness.
  • Conducted market research in collaboration with external parties, gathering insights to inform investment decisions and strategic planning.
In this role, I played a pivotal role in managing Forex hedge fund portfolios, implementing effective strategies, and collaborating with external partners to achieve investment objectives.
Forex Fund Management S.A.
Luxembourg & UK
7 months
2007-07 - 2008-01

Operations Administration for Hedge Funds

Senior Business Financial Analyst
Senior Business Financial Analyst
During my role as a Senior Business Financial Expert Consultant in Operations Administration of Hedge Funds at UBS Fund Services in Kirchberg, Luxembourg, I managed various operational aspects related to hedge fund administration. Here's a breakdown of my responsibilities:
  • Maintained the shares register and processed all issues, redemptions, and transfers, ensuring accuracy and compliance with regulatory requirements.
  • Managed client subscription accounts, handled investor communication, and prepared reports on anti-money laundering procedures to ensure regulatory compliance.
  • Processed performance fees and utilized series or equalization methodology for reporting all dealings to fund managers, contributing to transparent and accurate reporting.
  • Organized and facilitated weekly progress review meetings with clients, ensuring effective communication and alignment on goals and tasks.
  • Calculated trailer fees/commissions to distributors, ensuring accurate compensation and fostering positive relationships with distribution partners.
  • Supported the effective achievement of goals and tasks within the team, collaborating with colleagues to ensure smooth operations and high-quality service delivery.
In this role, I played a key part in the operational administration of hedge funds, ensuring compliance, accuracy, and effective communication with clients and stakeholders.
UBS Fund Services
Kirchberg, Luxembourg
11 months
2006-08 - 2007-06

Operations Administration Equity Funds

Senior Business Financial Expert Consultant
Senior Business Financial Expert Consultant
During my tenure as a Senior Business Financial Expert Consultant in Operations Administration for Equity Funds at Fidelity International, HSBC, and RBC DEXIA in Luxembourg, I managed various operational tasks related to equity fund administration. Here are the key responsibilities I handled:
  • Set up and administration of shareholder and intermediary accounts, ensuring accuracy and compliance with regulatory requirements.
  • Processed shareholder instructions, including transfers and orders such as subscription, redemption, and switch, ensuring timely and accurate execution.
  • Prepared and distributed reporting for shareholders, including dealing confirmations, monthly statements, and statistical and report data, facilitating transparent communication.
  • Resolved issues with other sections and departments, collaborating cross-functionally to ensure smooth operations.
  • Set up new accounts, managing the administrative tasks involved in account creation and maintenance.
  • Conducted dealing activities such as subscription, redemption, and switch, as well as administration of Lux secrecy accounts, adhering to regulatory guidelines.
  • Maintained account records, including transfer of shares, change of address, change of bank mandate, and dividend setup.
  • Handled power of attorney amendments and monthly saving plans, ensuring accuracy and compliance.
  • Managed NIGO (Not-In Good Order) instructions, addressing issues with incorrect forms or unsigned instructions.
  • Processed documentation for subscriptions, switches, and redemptions, reflecting settlements, prices, series collapses, and other events in the custody system.
  • Monitored payments for subscriptions and inbound cash for redemptions, ensuring accurate processing and reconciliation.
  • Handled documentation, payments, confirmations, pricing, file uploads to the custody system, and settlement, ensuring efficient and compliant transaction processing.
  • In this role, I played a vital role in the efficient and compliant administration of equity funds, ensuring accurate execution of transactions and transparent communication with shareholders and stakeholders
Fidelity International, HSBC, and RBC DEXIA
Luxembourg
3 years 2 months
2003-06 - 2006-07

Trading and portfolio management

Senior Exchange Trader In Investment Banking
Senior Exchange Trader In Investment Banking
During my role as a Senior Exchange Trader in Investment Banking at FASTRADE Securities PLC in Dublin, Ireland, I undertook various responsibilities related to trading and portfolio management. Here's a breakdown of my duties:
  • Conducted trading activities across various asset classes including Fixed Income, Interest Rate, Forex, Exchange Traded Equity Funds, Commodities, and Derivatives, ensuring alignment with client objectives and risk tolerance.
  • Utilized technical analysis and technical trading systems to inform trading decisions, analyzing market trends and patterns to identify profitable opportunities.
  • Developed and implemented portfolio-hedging strategies using derivatives to mitigate risk and optimize portfolio performance, ensuring alignment with overall investment objectives.
In this role, I played a key part in executing trades across multiple asset classes, utilizing technical analysis to inform decision-making and developing strategies to manage risk effectively
FastradeSecurities Plc.
Dublin, Ireland
4 months
2002-07 - 2002-10

Investment Banking

Junior-Exchange Trader in Investment Banking
Junior-Exchange Trader in Investment Banking
During my role as a Junior Exchange Trader in Investment Banking at Frohne & Klein Wertpapierhandelshaus GmbH in Frankfurt am Main, Germany, I was involved in various trading and portfolio management activities. Here's a summary of my responsibilities:
  • Executed trading activities across diverse asset classes including Fixed Income, Interest Rate, Forex, Exchange Traded Equity Funds, Commodities, and Derivatives, adhering to trading strategies and risk management guidelines.
  • Assisted in the development of portfolio-hedging strategies using derivatives to mitigate risk and optimize portfolio performance, under the supervision of senior traders.
  • Conducted capital market analysis using technical analysis systems, analyzing market trends and patterns to inform trading decisions and identify potential opportunities.
In this role, I gained valuable experience in executing trades across multiple asset classes, contributing to portfolio management activities, and conducting market analysis to support decision-making processes.
Frohne & Klein Wertpapierhandelshaus GmbH
Frankfurt am Main, Germany

Aus- und Weiterbildung

Aus- und Weiterbildung

1 month
2022-07 - 2022-07

Financial Market Analyst

Verified Certificate, International Monetary Fund, Washington, D.C., USA
Verified Certificate
International Monetary Fund, Washington, D.C., USA
1 month
2022-06 - 2022-06

Applied Scrum for Agile Project Management

Verified Certificate, University of Maryland, USA
Verified Certificate
University of Maryland, USA
1 month
2022-06 - 2022-06

Corporate Finance

Verified Certificate, Columbia University, New York, USA
Verified Certificate
Columbia University, New York, USA
1 month
2022-05 - 2022-05

Project Management

Verified Certificate, University of Adelaide, Adelaide, Australia
Verified Certificate
University of Adelaide, Adelaide, Australia
10 months
2002-08 - 2003-05

Authorized Eurex Trader

Deutsche Börse AG, Frankfurt am Main, Germany
Deutsche Börse AG, Frankfurt am Main, Germany
10 months
2002-08 - 2003-05

Authorized Xetra Trader

Deutsche Börse AG, Frankfurt am Main, Germany
Deutsche Börse AG, Frankfurt am Main, Germany
4 years 6 months
1998-12 - 2003-05

Bank Management and Financial Services

Master's Degree, University of Applied Sciences, Mainz, Germany
Master's Degree
University of Applied Sciences, Mainz, Germany

Position

Position

  • Project Manager and Senior Business Financial Consultant

Kompetenzen

Kompetenzen

Top-Skills

Finanzwesen SAP FI/CO EMIR REFIT Investment Banking consistently delivering results and adding value in various financial institutions. EMIR II ESMA) Compliance and Risk Mitigation Project Management (Prince 2 Agile MiFID II

Produkte / Standards / Erfahrungen / Methoden

SAP S/4HANA
Oracle SQL Developer 19.2
Java
Python
MySQL
Unix
Linux
PuTTY
MS Office
Lotus Notes
Ullink Trading Technology
Kondor+
Summit for Forex/Money Market
Murex 2000
Murex MX.3.4 IRD
Murex 3.4
CRD
Calypso
Imagine
FX UBS Trader
Cowin
EasyMatch
TLM
Corona
TRAM
OBS
Bloomberg
Reuters
Trader Workstation
Tradesignal
Tradestation
IB
Order Management System
Financial Times Info-System Thomson
FIX
NTAS
SARA
Xtract
GFAS
SWIFT
Olympic
Accsofin
SRA
MetaTrader 4/5
MetaQuotes
Stars
TP Ideal
GMS
PaceMaker
Alfresco
Prisma
T7
C7
Eurex Classic
T7/FX
Prime Front Arena
XML/CSV Formats
FpML
MXML
XPath
Schema XSD
Agile
Scrum
Jira
GT-DATA
Triple A
ServiceNow
ProjectLibre
Avaloq

Profile:

  • With over 20 years of distinguished experience and proven expertise in the global financial landscape, I am a seasoned executive specializing in investment banking and financial services, financial control, financial management, financial consulting and advisory, corporate finance, and regulatory reporting. My career spans across various national and international banks, investment firms, and within the financial sector, where I have consistently delivered exceptional results and added substantial value to organizations.
  • I possess comprehensive experience in managing and trading across diverse financial instruments, including fixed interest securities, interest rates, foreign exchange, traded equity funds, commodities, and derivatives. My proficiency extends to developing robust portfolio and hedging strategies utilizing derivatives, as well as conducting in-depth capital market analysis employing technical analysis systems.
  • I possess extensive expertise in regulatory frameworks, including SFDR, MIFIR, MiFID II, EMIR II, and ESMA market regulations, as well as MaRisk, BAIT, EBAGuidelines, and DORA. I am skilled in MMSR requirements for accurate ECB reporting and adept at navigating the Dodd-Frank Act, especially its extraterritorial application for non-US entities. My experience includes managing Swap Data Reporting to US Swap Data Repositories and ensuring compliance with cross-border regulatory standards. I excel in handling complex regulatory landscapes, focusing on operational resilience and IT compliance. I have successfully navigated complex regulatory landscapes to ensure compliance and mitigate risks for organizations. My expertise  encompasses regulatory reporting requirements and national and crossborder securities settlement processes.
  • With a proven track record in project management methodologies including Prince 2, Agile, and Scrum, I excel in driving initiatives from conception to implementation. I specialize in defining functional requirements, interface specifications, workflow documentation, system configuration, test and defect management, and comprehensive reporting.
  • My approach is characterized by a strong analytical mindset, strategic vision, and a collaborative spirit. I thrive in intellectually challenging environments, leveraging my analytical and conceptual skills to develop innovative solutions and drive business growth. I am committed to delivering results and fostering a culture of excellence and accountability within teams.
  • Overall, I bring a unique blend of expertise, leadership, and a relentless commitment to success, making me a highly sought-after executive in the financial services industry.


Financial Expertise:

Financial Instruments

  • He has extensive experience in managing and trading various financial instruments, including fixed income, stocks, interest rates, foreign exchange, traded equity funds, commodities, derivatives, and cryptocurrencies
  • His expertise extends to developing robust portfolio and hedging strategies using derivatives, as well as conducting in-depth capital market analyses utilizing technical analysis systems


Regulatory Frameworks

  • He has a comprehensive understanding of ESMA market regulations such as MiFIR, MiFID II, EMIR II, EMIR REFIT, SFTR, and REMIT
  • He has successfully navigated complex regulatory landscapes to ensure compliance and mitigate risks for organizations
  • His expertise encompasses regulatory reporting requirements and national and cross-border securities settlement processes


Project Management

  • With a proven track record in project management methodologies including Prince 2, Agile, and Scrum, he excels in driving initiatives from conception to implementation
  • He specializes in defining functional requirements, interface specifications, workflow documentation, system configuration, test and defect management, and comprehensive reporting
  • His approach is characterized by a strong analytical mindset, strategic vision, and a collaborative spirit


Skills and IT Knowledge:

  • Leadership and Teamwork
  • Ability to Work Under Pressure
  • Ability to Work in a Team
  • Good time management
  • Communication Skills
  • Critical thinking and problem solving
  • Problem Solving
  • Decision Making
  • Flexibility and Adaptability
  • Computer Skills
  • Microsoft Office
  • Highly Organized
  • Self-motivation
  • Attention to Detail
  • Creativity
  • Interpersonal Skills
  • Active Listening
  • Customer Service
  • Adaptability
  • Fast Learner
  • Ability to Multitask


Interpersonal Skills

  • He, possesses skills in Active Listening, Customer Service, Adaptability, Fast Learning, and the Ability to Multitask


Ability to Work Under Pressure

  • He has a proven ability to work effectively under pressure, as demonstrated by his experience in managing complex projects and navigating challenging regulatory landscapes


Communication Skills

  • He possesses excellent communication skills, demonstrated by his ability to effectively convey complex concepts to diverse stakeholders, including clients, colleagues, and regulatory bodies


IT Kenntnisse

  • Oracle sqldeveloper 19.2, Java, Python, MySQL, Unix, Linux, Putty, MS Office, Lotus Note, Ullink trading technology, Kondor+
  • Summit for Forex/Money Market, Murex2000, Murex MX.3.4 IRD, Murex3.4 CRD, Calypso, Imagine, FX UBS Trader, Cowin, Easy Match, TLM, Corona, TRAM
  • OBS, Bloomberg, Reuters, Trader Workstation, Tradesignal, Tradestation, IB, Order Management System, Financial Times Info-System Thomson, FIX, NTAS
  • SARA , Xtract, Gfas, Swift, Olympic, Accsofin, SRA, Metatrader4/5, Metaquots, Stars, TP Ideal, GMS, PaceMaker, Alfresco, Prisma, T7, C7, EurexClassic, T7/FX
  • Prime Front Arena, XML/CSV formats FpML, MXML, XPath, Schema XSD, Agile, Scrum, Jira, GT-DATA, Triple A, ServiceNow, ProjectLibre
  • Acadia Margining-Tools and Avaloq.

Einsatzorte

Einsatzorte

Deutschland, Schweiz, Österreich
möglich

Projekte

Projekte

1 year 9 months
2023-04 - now

Optimizing financial performance

Senior Business Financial Consultant and EMIR REFIT Expert MMSR MaRisk BAIT ...
Senior Business Financial Consultant and EMIR REFIT Expert
In my capacity as a Senior Business Financial Expert Consultant Expert at  Banque de Luxembourg (BDL), I was entrusted with ensuring compliance with EMIR REFIT regulations, while also integrating key regulatory frameworks such as MaRisk, BAIT, EBA-Guidelines, and DORA. My responsibilities included optimizing financial performance, mitigating risks, and ensuring adherence to a wide range of regulatory requirements.

Here?s how I integrated these tasks into my role:


Regulatory Compliance & Interpretation:

  • Proficiently interpreted and analyzed the revised EMIR Regulatory Technical Standards (RTS), assessing their impact on trading and transaction reporting.
  • Ensured compliance with MaRisk and BAIT by aligning risk management processes and IT governance structures with EMIR Refit and other regulatory standards. Integrated the EBA-Guidelines on outsourcing and risk management into the assessment of the bank?s processes, ensuring alignment with regulatory expectations.


Gap Analysis & Impact Assessment:

  • Conducted comprehensive gap analyses between EMIR, EMIR Refit, and the relevant guidelines of MaRisk, BAIT, and DORA to identify regulatory requirements and operational impacts.
  • Evaluated the implications of EMIR Refit on client categories (NFC-, NFC+, FC) and their specific reporting obligations, incorporating DORA?s focus on operational resilience and IT security into the evaluation process.


Process Optimization & Implementation:

  • Analyzed and optimized functional workflows and processes to ensure compliance with EMIR Refit and DORA requirements, from business initiation to feedback verification.
  • Monitored and incorporated updates related to MaRisk, BAIT, and EBA-Guidelines into the bank?s policies, ensuring that both existing and new processes met the highest standards of regulatory compliance.


Stakeholder Collaboration & Communication:

  • Collaborated with stakeholders to develop EMIR Refit-relevant functional concepts, incorporating guidelines from MaRisk, BAIT, and DORA to enhance operational resilience and compliance.
  • Implemented effective communication measures to facilitate the exchange of regulatory updates and compliance strategies among relevant parties involved in the implementation of EMIR Refit, MaRisk, BAIT, and DORA.


Testing & Quality AssurTesting & Quality Assurance:

  • Specified and documented additional test cases to support comprehensive testing aligned with EMIR Refit, MaRisk, BAIT, and DORA requirements, ensuring meticulous execution and verification.
  • Delivered high-quality results, meeting formal acceptance criteria set by stakeholders, and ensured smooth and compliant implementation across various regulatory frameworks.


Industry Engagement & Expertise Sharing:

Actively participated in and moderated Luxembourgian interbank and Luxembourg Bankers' Association (ABBL) regulatory frameworks workshops, contributing insights and expertise on EMIR Refit, MaRisk, BAIT, EBA-Guidelines, and DORA, to enhance regulatory compliance and best practices within the financial sector

MMSR MaRisk BAIT EBA-Guidelines DORA and Dodd-Frank Act
Banque de Luxembourg (BDL)
Howald/Luxembourg
2 years 5 months
2021-02 - 2023-06

Markets Operations

Senior Business Financial Analyst Group Markets Operations
Senior Business Financial Analyst Group Markets Operations
  • Senior Business Financial Analyst in Group Markets
Commerzbank AG
Frankfurt am Main, Germany
1 year 10 months
2021-06 - 2023-03

Consultanting in Investment and Client Advisory Solutions for Retail, Private, and Wholesale Banking (MiFID II, EMIR II, and SFDR)

Project Manager and Senior Business Financial Expert
Project Manager and Senior Business Financial Expert
During my tenure at ING Luxembourg S.A., I held dual roles as a Senior Business Financial Expert Consultant within Investments & Client Advice solutions for Retail Banking, Private Banking, and Wholesale Banking. In this multifaceted position, I played a pivotal role in driving strategic initiatives, ensuring financial excellence, and delivering exceptional customer experiences across various banking segments. Here's how I integrated the provided tasks into my responsibilities:
  • Led the delivery of the customer journey strategy, managing stakeholders and formulating product/service-, process-, and channel policies in alignment with external regulations such as MiFID II, EMIR II, and SFDR, as well as risk and ESMA/CSSF compliance policies.
  • Managed complex projects involving various stakeholders, aiming to create even more added value for customers and the organization. 
  • Translated business solutions into working software solutions like Murex MX.3, GT-DATA, and TRIPLE A by collaborating closely with IT engineers, ensuring alignment with business objectives and regulatory requirements.
  • Utilized my expertise and experience to contribute to all sprint events, including planning, refinements, retrospectives, and demos, fostering collaboration and driving continuous improvement within the team. 
  • Applied profound product/service knowledge to develop and maintain an attractive and compliant value proposition, ensuring delivery excellence for customers while adhering to regulatory requirements.
  • Conducted in-depth financial analyses to evaluate investment opportunities and client advice solutions, incorporating external regulations and compliance policies into strategic decision-making processes.
  • Ensured understanding, challenging, and accountability for respecting business principles and external regulations, safeguarding the integrity and reputation of the organization.
  • Optimized processes in a customer-friendly way to maximize customer and business value, leveraging insights from financial analysis and customer feedback.
  • Dealt with the most urgent incidents and improvement needs, prioritizing issues and implementing timely solutions to minimize disruptions and enhance operational efficiency.
  • Kept up-to-date knowledge of the business domain, underlying application architecture, and relevant IT landscape and technologies, enabling informed decision-making and proactive adaptation to changing market dynamics and regulatory requirements. 

My role at ING Luxembourg S.A. required a holistic approach, encompassing project management, financial analysis, regulatory compliance, customer-centricity, and continuous improvement initiatives. By effectively integrating these tasks into my responsibilities, I contributed to the overall success and reputation of the organization in delivering exceptional value to customers and stakeholders.

ING Luxembourg S.A.
Luxembourg City/Luxembourg
2 years 1 month
2019-05 - 2021-05

Calypso, and Kondor+ Platforms

Senior Business Financial Analyst
Senior Business Financial Analyst

During my tenure at Hamburg Commercial Bank, I served Senior Business Financial Analyst, I provided Level 2 business support for key financial platforms including Calypso, Kondor+, Summit, and Murex MX.3, ensuring seamless operations and optimal performance across front office functions, collateral management, back-office functions, and associated system interfaces. Here's how I integrated the provided tasks into my responsibilities:

  • Took responsibility for the production and maintenance of technical documentation around the platforms, ensuring comprehensive coverage of configuration management and Level 2 business support procedures.
  • Led efforts in capacity management and performance improvements for the Calypso, Kondor+, Summit, and Murex MX.3 platforms, optimizing system performance and efficiency to meet business requirements.
  • Oversaw system alerting and automated monitoring processes, ensuring proactive identification and resolution of potential issues. 
  • Conducted stress testing to measure the intra-day processing capability of the systems, identifying areas for improvement and optimizing system performance.
  • Provided assistance and advice to end users regarding the use of the  Calypso, Kondor+, Summit, and Murex MX.3 platforms, ensuring  smooth and efficient operation of key financial systems.
  • Worked closely with infrastructure teams to ensure comprehensive monitoring of the Calypso and Murex MX.3 systems and upstream/downstream interfaces, generating automated alerts as necessary.
  • Provided assistance and advice to project management and risk management teams, leveraging expertise in methodologies such as Prince2, Agile, and Scrum to support project delivery and risk mitigation efforts

My role at Hamburg Commercial Bank was characterized by a holistic approach, encompassing project management, financial analysis, regulatory compliance, customer-centricity, and technical support for key financial platforms. By effectively integrating these tasks into my responsibilities, I contributed to the overall success and reputation of the organization in delivering exceptional value to customers and stakeholders

Hamburg Commercial Bank
Kiel/Germany
2 years
2017-05 - 2019-04

Regulatory Reporting

Senior Business Financial Analyst
Senior Business Financial Analyst
Senior Business Financial Analyst in Regulatory Reporting, specializing in compliance with MiFID II, MiFIR, and EMIR II regulations. During my tenure at Bayerische Landesbank, I served as a Senior Business Financial Expert Consultant in Regulatory Reporting, specializing in compliance with MiFID II, MiFIR, and EMIR II regulations. Here's how I integrated the provided tasks into my responsibilities:
  • Demonstrated in-depth knowledge of Analyst of Transaction & OTC Trade Reporting and Systematic Internaliser (SI) requirements under MiFID II (Art.26/NHT/SI) via Deutsche Börse Regulatory Reporting Hub and EMIR II (Regis-TR).
  • Leveraged good knowledge of communication and connection with service providers through the Deutsche Börse Regulatory Reporting Hub and front-office systems such as SunGard Front Arena.
  • Played a key role in analyses within the framework of the merger project SunGard Front Arena Summit and Murex MX.3 Migration & MiFID II/EMIR II Implementation, ensuring seamless integration with the Deutsche Börse Regulatory Reporting Hub.
  • Created professional IT-related concepts in collaboration with trading teams and supported the implementation and integration of solutions up to the production stage.
  • Possessed expertise in reading, transforming, and validating XML and CSV formats (FpML, MXML) from Murex MX.3 using XPath and DB AG - XSD schema.
  • Managed test case scenarios definition, test execution, validation, documentation, defect tracking, and reporting to project management, ensuring compliance with regulatory requirements and system integrity.
  • Demonstrated proficiency in analysis and performance tracking of queries migration for new releases, utilizing SQL Oracle Developer Database Queries and setting up Query Macros for testing purposes. 
  • Coordinated closely with IT and specialist departments throughout project phases, ensuring alignment with business objectives and regulatory compliance.
My role at Bayerische Landesbank was instrumental in ensuring regulatory compliance and operational efficiency in regulatory reporting processes. By effectively integrating these tasks into my responsibilities, I contributed to the overall success and reputation of the organization in meeting regulatory obligations and delivering value to stakeholders.

Bayerische Landesbank
München, Germany
4 months
2017-01 - 2017-04

Trading, Clearing, Risk Functionality, and IT Infrastructure

Senior Business Financial Expert Consultant
Senior Business Financial Expert Consultant

Senior Business Financial Expert Consultant in the area of Trading / Clearing and Risk Functionality as well as IT infrastructure (T7, C7, EurexClassic, FX Murex MX.3 and Prisma). During my brief but impactful tenure at Deutsche Börse AG, I served as a Senior Business Financial Analyst, specializing in Trading, Clearing, Risk Functionality, and IT infrastructure. Here's how I integrated the provided tasks into my responsibilities:

  • Supported the implementation of the 23h Extension of Trading/Clearing/Risk Requirements and regulatory requirements in financial markets, including MiFID II, MiFIR II, EMIR II, and Dodd Frank.
  • Prepared concepts, solution approaches, and impact analyses for new business solution options, managing identified impacts and risks for T7, C7, EurexClassik, Murex MX.3, and Prisma platforms.
  • Validated feasibility concepts with relevant internal departments such as Legal, IT, Risk Control, and Business Development, ensuring alignment with regulatory requirements and business objectives.
  • Assessed business cases outlining cost impacts and value drivers of proposed solutions, contributing to informed decision-making processes.
  • Analyzed post-trade processes and clearing functionalities, developing concepts and process descriptions to enhance operational efficiency and compliance.
  • Supported the communication of clearing business requirements and contributed to project planning activities, prioritizing change requests and serving as an escalation point for critical issues.
  • Demonstrated very good knowledge of test management processes, including test case definition, test execution, defect management for implemented solutions, and reporting via the Defect Management Module in HP ALM (QC) and Jira.
  • Collaborated with Business Analysis Managers to ensure consistent implementation of processes, maintaining a focus on quality assurance and continuous improvement.

My role at Deutsche Börse AG was instrumental in ensuring regulatory compliance, operational excellence, and continuous improvement in trading, clearing, and risk functionalities. By effectively integrating these tasks into my responsibilities, I contributed to the overall success and reputation of the organization in navigating complex regulatory landscapes and delivering value to stakeholders

Deutsche Börse AG
Eschborn, Germany
3 years 6 months
2013-07 - 2016-12

Calypso, Kondor+, Summit, and Murex 2000/MX.3

Senior Business Financial Analyst
Senior Business Financial Analyst
Senior Business Financial Expert Consultant Calypso / Kondor+

/Summit/ Summit/ Murex 2000 / MX.3. During my tenure at UniCredit AG, I held the role of Senior Business Financial Expert Consultant specializing in Calypso, Kondor+, Summit, Murex2000/MX.3, and Summit. Here's how I integrated the provided tasks into my responsibilities:

  • Leveraged extensive experience as a Senior Business Analyst for Calypso, Kondor+, Summit, and Murex2000/MX.3, including extending and customizing these platforms to meet specific business requirements.
  • Integration and Complex IT Landscape
  • Integrated Calypso, Kondor+, Summit, and Murex2000/MX.3 into a complex bank IT application landscape, ensuring seamless interoperability and data flow across multiple systems.
  • Possessed advanced-level knowledge of Calypso, Kondor+, Summit, and Murex2000/MX.3, with proven project experience in deal capture and trade lifecycle management of various financial products including FX, MM, FXO, CRD, IRD, EQD, and Commodity products.
  • Demonstrated proficiency in deal capture and trade lifecycle management of security products such as Equity, Warrants, Certificates, Bonds, and SSD trade workflows, including confirmation processes and payments & accounting functionalities.
  • Utilized very good knowledge of financial instruments, OTC derivatives, and related business processes, as well as security/OTC settlement processes including SDI setup, trade validation, confirmation processes, settlement & CCP clearing, accounting, and collateral management.
  • Demonstrated expertise in legacy & static data systems, networks, SQL, TP Ideal, CMS Legal-DB, OTC HOST, FSD, and EUROSIG, ensuring smooth operations and data integrity within the organization.
  • Demonstrated very good knowledge of test management processes, including test case definition, test execution, defect management, and reporting, ensuring the quality and reliability of implemented solutions.
  • Contributed to migration projects from legacy back-office and frontoffice systems to target systems, planning, organizing, and executing comprehensive test strategies from end to end.
  • Familiarity with Murex Limit Controller (MLC), Murex parameterization, Murex XML, and reporting functionalities.
  • Possessed strong communication and project management skills, facilitating effective collaboration and successful project delivery. 

My role at UniCredit AG was crucial in ensuring the efficient operation, integration, and customization of key financial platforms, contributing to the overall success and effectiveness of the organization's trading, clearing, and risk functionalities.

UniCredit AG
München, Germany
2 years 5 months
2011-02 - 2013-06

Group Markets Operations

Senior Business Financial Expert Consultant
Senior Business Financial Expert Consultant
During my tenure at Commerzbank AG, I served as a Senior Business Financial Expert Consultant in Group Markets Operations. Here's how I integrated the provided tasks into my responsibilities:
  • Received and promptly processed incoming complaints from internal and external customers, ensuring immediate problem-solving and troubleshooting to resolve issues effectively.
  • Assisted in taking appropriate measures to prevent future handling errors and monitored and managed reclamation operations until final completion.
  • Managed compensation arising from processing operations, including interest receivable/liabilities and expenses, ensuring accurate and timely accounting for financial transactions.
  • Conducted immediate clean-up and clarification of associated reconciliation breaks (open items), facilitating the closure or transfer of false payments and ensuring data integrity.
  • Participated in mandatory inspections, votes, and clarification of differences, and contributed to the creation of loss reports.
  • Timely reported risk-related characteristics of business operations in accordance with existing escalation policies, ensuring compliance with regulatory requirements.
  • Supported the analysis of processes to identify necessary improvements in operational structure, contributing to ongoing optimization efforts.
  • Ran statistics and assisted in creating management information to inform decision-making processes and drive operational efficiency.
  • Provided technical cooperation in projects aimed at sustainable improvement and ongoing optimization of the IT infrastructure.
  • Collaborated with staff on system design, introduction, and acceptance of expert systems, including Calypso, Easy Match, Kondor+, Summit, Cowin, Corona, TLM, TRAM, TARGET2, Murex2000/MX.3, Summit, OBS, CLS Payplus, and Sophis.
My role at Commerzbank AG was instrumental in ensuring operational efficiency, customer satisfaction, and risk management within Group Markets Operations. By effectively integrating these tasks into my responsibilities, I contributed to the overall success and reputation of the organization in the financial services sector.
Commerzbank AG, Frankfurt am Main/Germany
9 months
2010-05 - 2011-01

Controlling / Trading

Senior Business Financial Expert Consultant Controlling
Senior Business Financial Expert Consultant Controlling
Senior Business Financial Expert Consultant Controlling / Trading Derivate, FX, Fixed Income and Equity at Commerzbank AG, Frankfurt am Main/Germany. During my tenure in the finance department of the Investment Banking area at Commerzbank AG in Frankfurt, I focused on Profit and Loss reconciliation between management reporting figures and financial reporting ledger account entries. Here's how I integrated the provided tasks into my responsibilities:
  • Conducted monthly financial product-based checks using MS Access Database and MS Excel, analyzing performance figure differences, and reporting breaks or adjusting result figures as necessary.
  • Leveraged my extensive experience with financial products and understanding of valuation methods to investigate Profit and Loss breaks, ensuring accuracy and integrity in financial reporting.
  • Specialized in Equity Swaps, FX Options, Forex IRD, Stocks, and Bonds, performing daily FO system versus ledger account cash flow checks for Equity Swaps and providing daily settlement reports to the Back Office team, including communication with the London Branch.
  • Utilized FO systems such as Imagine, Murex2000/MX.3, Currency, Stars++, and Calypso for daily and monthly investigations, ensuring efficient workflow and accurate reporting.
  • Participated in trading migration testing of Forex trades during the integration of Ex-Dresdner Bank AG into Commerzbank AG, collaborating with systems including Kondor+, Summit, Murex2000/MX.3, and TARGET2, and BO system OBS.
  • Assisted in the preparation and analysis of banking book Cross Currency Swaps for German Gap to IFRS transmission, familiarizing myself with Summit FO system and product specifics.
  • Took on additional responsibilities including clarifying FX trade breaks between FO system Kondor+, Summit, and BO system Calypso, as well as preparing month-end tasks to ensure smooth operations and reporting accuracy.
My role at Commerzbank AG involved meticulous analysis, reconciliation, and reporting tasks within the investment banking finance department, contributing to the overall accuracy and integrity of financial reporting processes. Through effective collaboration and leveraging my expertise in financial products and systems, I ensured operational efficiency and compliance with regulatory requirements.
Commerzbank AG
Frankfurt am Main, Germany
1 year 8 months
2008-09 - 2010-04

Execution Exchange Trading

Senior Execution Exchange Trader
Senior Execution Exchange Trader
During my tenure at United Equity Capital AG in Zürich, Switzerland, I served as a Senior Execution Exchange Trader. Here's a breakdown of my responsibilities:
  • Conducted Forex, Fixed Income, and Commodity trading, executing trades in alignment with market trends and client objectives.
  • Utilized technical analysis systems for capital market analysis, providing insights into market movements and identifying potential trading opportunities.
  • Developed and implemented Forex Expert Advisors for Metatrader4, enhancing trading efficiency and automation to optimize performance.
  • Designed and executed successful Forex trading and hedging strategies, leveraging derivative instruments to manage risk effectively and maximize returns for clients.
My role involved a comprehensive approach to trading, combining market analysis, strategy development, and implementation to achieve favorable outcomes in Forex and other asset classes.
United Equity Capital AG
Zürich, Switzerland
9 months
2008-02 - 2008-10

Managing forex hedge fund portfolios and strategies

Forex Hedge Fund Manager
Forex Hedge Fund Manager
During my time as a Forex Hedge Fund Manager at Forex Fund Management S.A in Luxembourg and the UK, I undertook various responsibilities:
  • Managed portfolios for institutional clients within the Forex hedge fund, ensuring alignment with client objectives and risk tolerance.
  • Developed and implemented successful Forex trading and hedging strategies, utilizing derivative instruments to optimize portfolio performance and mitigate risk.
  • Oversaw cross-border projects with external counterparts in major European markets, coordinating efforts to maximize efficiency and effectiveness.
  • Conducted market research in collaboration with external parties, gathering insights to inform investment decisions and strategic planning.
In this role, I played a pivotal role in managing Forex hedge fund portfolios, implementing effective strategies, and collaborating with external partners to achieve investment objectives.
Forex Fund Management S.A.
Luxembourg & UK
7 months
2007-07 - 2008-01

Operations Administration for Hedge Funds

Senior Business Financial Analyst
Senior Business Financial Analyst
During my role as a Senior Business Financial Expert Consultant in Operations Administration of Hedge Funds at UBS Fund Services in Kirchberg, Luxembourg, I managed various operational aspects related to hedge fund administration. Here's a breakdown of my responsibilities:
  • Maintained the shares register and processed all issues, redemptions, and transfers, ensuring accuracy and compliance with regulatory requirements.
  • Managed client subscription accounts, handled investor communication, and prepared reports on anti-money laundering procedures to ensure regulatory compliance.
  • Processed performance fees and utilized series or equalization methodology for reporting all dealings to fund managers, contributing to transparent and accurate reporting.
  • Organized and facilitated weekly progress review meetings with clients, ensuring effective communication and alignment on goals and tasks.
  • Calculated trailer fees/commissions to distributors, ensuring accurate compensation and fostering positive relationships with distribution partners.
  • Supported the effective achievement of goals and tasks within the team, collaborating with colleagues to ensure smooth operations and high-quality service delivery.
In this role, I played a key part in the operational administration of hedge funds, ensuring compliance, accuracy, and effective communication with clients and stakeholders.
UBS Fund Services
Kirchberg, Luxembourg
11 months
2006-08 - 2007-06

Operations Administration Equity Funds

Senior Business Financial Expert Consultant
Senior Business Financial Expert Consultant
During my tenure as a Senior Business Financial Expert Consultant in Operations Administration for Equity Funds at Fidelity International, HSBC, and RBC DEXIA in Luxembourg, I managed various operational tasks related to equity fund administration. Here are the key responsibilities I handled:
  • Set up and administration of shareholder and intermediary accounts, ensuring accuracy and compliance with regulatory requirements.
  • Processed shareholder instructions, including transfers and orders such as subscription, redemption, and switch, ensuring timely and accurate execution.
  • Prepared and distributed reporting for shareholders, including dealing confirmations, monthly statements, and statistical and report data, facilitating transparent communication.
  • Resolved issues with other sections and departments, collaborating cross-functionally to ensure smooth operations.
  • Set up new accounts, managing the administrative tasks involved in account creation and maintenance.
  • Conducted dealing activities such as subscription, redemption, and switch, as well as administration of Lux secrecy accounts, adhering to regulatory guidelines.
  • Maintained account records, including transfer of shares, change of address, change of bank mandate, and dividend setup.
  • Handled power of attorney amendments and monthly saving plans, ensuring accuracy and compliance.
  • Managed NIGO (Not-In Good Order) instructions, addressing issues with incorrect forms or unsigned instructions.
  • Processed documentation for subscriptions, switches, and redemptions, reflecting settlements, prices, series collapses, and other events in the custody system.
  • Monitored payments for subscriptions and inbound cash for redemptions, ensuring accurate processing and reconciliation.
  • Handled documentation, payments, confirmations, pricing, file uploads to the custody system, and settlement, ensuring efficient and compliant transaction processing.
  • In this role, I played a vital role in the efficient and compliant administration of equity funds, ensuring accurate execution of transactions and transparent communication with shareholders and stakeholders
Fidelity International, HSBC, and RBC DEXIA
Luxembourg
3 years 2 months
2003-06 - 2006-07

Trading and portfolio management

Senior Exchange Trader In Investment Banking
Senior Exchange Trader In Investment Banking
During my role as a Senior Exchange Trader in Investment Banking at FASTRADE Securities PLC in Dublin, Ireland, I undertook various responsibilities related to trading and portfolio management. Here's a breakdown of my duties:
  • Conducted trading activities across various asset classes including Fixed Income, Interest Rate, Forex, Exchange Traded Equity Funds, Commodities, and Derivatives, ensuring alignment with client objectives and risk tolerance.
  • Utilized technical analysis and technical trading systems to inform trading decisions, analyzing market trends and patterns to identify profitable opportunities.
  • Developed and implemented portfolio-hedging strategies using derivatives to mitigate risk and optimize portfolio performance, ensuring alignment with overall investment objectives.
In this role, I played a key part in executing trades across multiple asset classes, utilizing technical analysis to inform decision-making and developing strategies to manage risk effectively
FastradeSecurities Plc.
Dublin, Ireland
4 months
2002-07 - 2002-10

Investment Banking

Junior-Exchange Trader in Investment Banking
Junior-Exchange Trader in Investment Banking
During my role as a Junior Exchange Trader in Investment Banking at Frohne & Klein Wertpapierhandelshaus GmbH in Frankfurt am Main, Germany, I was involved in various trading and portfolio management activities. Here's a summary of my responsibilities:
  • Executed trading activities across diverse asset classes including Fixed Income, Interest Rate, Forex, Exchange Traded Equity Funds, Commodities, and Derivatives, adhering to trading strategies and risk management guidelines.
  • Assisted in the development of portfolio-hedging strategies using derivatives to mitigate risk and optimize portfolio performance, under the supervision of senior traders.
  • Conducted capital market analysis using technical analysis systems, analyzing market trends and patterns to inform trading decisions and identify potential opportunities.
In this role, I gained valuable experience in executing trades across multiple asset classes, contributing to portfolio management activities, and conducting market analysis to support decision-making processes.
Frohne & Klein Wertpapierhandelshaus GmbH
Frankfurt am Main, Germany

Aus- und Weiterbildung

Aus- und Weiterbildung

1 month
2022-07 - 2022-07

Financial Market Analyst

Verified Certificate, International Monetary Fund, Washington, D.C., USA
Verified Certificate
International Monetary Fund, Washington, D.C., USA
1 month
2022-06 - 2022-06

Applied Scrum for Agile Project Management

Verified Certificate, University of Maryland, USA
Verified Certificate
University of Maryland, USA
1 month
2022-06 - 2022-06

Corporate Finance

Verified Certificate, Columbia University, New York, USA
Verified Certificate
Columbia University, New York, USA
1 month
2022-05 - 2022-05

Project Management

Verified Certificate, University of Adelaide, Adelaide, Australia
Verified Certificate
University of Adelaide, Adelaide, Australia
10 months
2002-08 - 2003-05

Authorized Eurex Trader

Deutsche Börse AG, Frankfurt am Main, Germany
Deutsche Börse AG, Frankfurt am Main, Germany
10 months
2002-08 - 2003-05

Authorized Xetra Trader

Deutsche Börse AG, Frankfurt am Main, Germany
Deutsche Börse AG, Frankfurt am Main, Germany
4 years 6 months
1998-12 - 2003-05

Bank Management and Financial Services

Master's Degree, University of Applied Sciences, Mainz, Germany
Master's Degree
University of Applied Sciences, Mainz, Germany

Position

Position

  • Project Manager and Senior Business Financial Consultant

Kompetenzen

Kompetenzen

Top-Skills

Finanzwesen SAP FI/CO EMIR REFIT Investment Banking consistently delivering results and adding value in various financial institutions. EMIR II ESMA) Compliance and Risk Mitigation Project Management (Prince 2 Agile MiFID II

Produkte / Standards / Erfahrungen / Methoden

SAP S/4HANA
Oracle SQL Developer 19.2
Java
Python
MySQL
Unix
Linux
PuTTY
MS Office
Lotus Notes
Ullink Trading Technology
Kondor+
Summit for Forex/Money Market
Murex 2000
Murex MX.3.4 IRD
Murex 3.4
CRD
Calypso
Imagine
FX UBS Trader
Cowin
EasyMatch
TLM
Corona
TRAM
OBS
Bloomberg
Reuters
Trader Workstation
Tradesignal
Tradestation
IB
Order Management System
Financial Times Info-System Thomson
FIX
NTAS
SARA
Xtract
GFAS
SWIFT
Olympic
Accsofin
SRA
MetaTrader 4/5
MetaQuotes
Stars
TP Ideal
GMS
PaceMaker
Alfresco
Prisma
T7
C7
Eurex Classic
T7/FX
Prime Front Arena
XML/CSV Formats
FpML
MXML
XPath
Schema XSD
Agile
Scrum
Jira
GT-DATA
Triple A
ServiceNow
ProjectLibre
Avaloq

Profile:

  • With over 20 years of distinguished experience and proven expertise in the global financial landscape, I am a seasoned executive specializing in investment banking and financial services, financial control, financial management, financial consulting and advisory, corporate finance, and regulatory reporting. My career spans across various national and international banks, investment firms, and within the financial sector, where I have consistently delivered exceptional results and added substantial value to organizations.
  • I possess comprehensive experience in managing and trading across diverse financial instruments, including fixed interest securities, interest rates, foreign exchange, traded equity funds, commodities, and derivatives. My proficiency extends to developing robust portfolio and hedging strategies utilizing derivatives, as well as conducting in-depth capital market analysis employing technical analysis systems.
  • I possess extensive expertise in regulatory frameworks, including SFDR, MIFIR, MiFID II, EMIR II, and ESMA market regulations, as well as MaRisk, BAIT, EBAGuidelines, and DORA. I am skilled in MMSR requirements for accurate ECB reporting and adept at navigating the Dodd-Frank Act, especially its extraterritorial application for non-US entities. My experience includes managing Swap Data Reporting to US Swap Data Repositories and ensuring compliance with cross-border regulatory standards. I excel in handling complex regulatory landscapes, focusing on operational resilience and IT compliance. I have successfully navigated complex regulatory landscapes to ensure compliance and mitigate risks for organizations. My expertise  encompasses regulatory reporting requirements and national and crossborder securities settlement processes.
  • With a proven track record in project management methodologies including Prince 2, Agile, and Scrum, I excel in driving initiatives from conception to implementation. I specialize in defining functional requirements, interface specifications, workflow documentation, system configuration, test and defect management, and comprehensive reporting.
  • My approach is characterized by a strong analytical mindset, strategic vision, and a collaborative spirit. I thrive in intellectually challenging environments, leveraging my analytical and conceptual skills to develop innovative solutions and drive business growth. I am committed to delivering results and fostering a culture of excellence and accountability within teams.
  • Overall, I bring a unique blend of expertise, leadership, and a relentless commitment to success, making me a highly sought-after executive in the financial services industry.


Financial Expertise:

Financial Instruments

  • He has extensive experience in managing and trading various financial instruments, including fixed income, stocks, interest rates, foreign exchange, traded equity funds, commodities, derivatives, and cryptocurrencies
  • His expertise extends to developing robust portfolio and hedging strategies using derivatives, as well as conducting in-depth capital market analyses utilizing technical analysis systems


Regulatory Frameworks

  • He has a comprehensive understanding of ESMA market regulations such as MiFIR, MiFID II, EMIR II, EMIR REFIT, SFTR, and REMIT
  • He has successfully navigated complex regulatory landscapes to ensure compliance and mitigate risks for organizations
  • His expertise encompasses regulatory reporting requirements and national and cross-border securities settlement processes


Project Management

  • With a proven track record in project management methodologies including Prince 2, Agile, and Scrum, he excels in driving initiatives from conception to implementation
  • He specializes in defining functional requirements, interface specifications, workflow documentation, system configuration, test and defect management, and comprehensive reporting
  • His approach is characterized by a strong analytical mindset, strategic vision, and a collaborative spirit


Skills and IT Knowledge:

  • Leadership and Teamwork
  • Ability to Work Under Pressure
  • Ability to Work in a Team
  • Good time management
  • Communication Skills
  • Critical thinking and problem solving
  • Problem Solving
  • Decision Making
  • Flexibility and Adaptability
  • Computer Skills
  • Microsoft Office
  • Highly Organized
  • Self-motivation
  • Attention to Detail
  • Creativity
  • Interpersonal Skills
  • Active Listening
  • Customer Service
  • Adaptability
  • Fast Learner
  • Ability to Multitask


Interpersonal Skills

  • He, possesses skills in Active Listening, Customer Service, Adaptability, Fast Learning, and the Ability to Multitask


Ability to Work Under Pressure

  • He has a proven ability to work effectively under pressure, as demonstrated by his experience in managing complex projects and navigating challenging regulatory landscapes


Communication Skills

  • He possesses excellent communication skills, demonstrated by his ability to effectively convey complex concepts to diverse stakeholders, including clients, colleagues, and regulatory bodies


IT Kenntnisse

  • Oracle sqldeveloper 19.2, Java, Python, MySQL, Unix, Linux, Putty, MS Office, Lotus Note, Ullink trading technology, Kondor+
  • Summit for Forex/Money Market, Murex2000, Murex MX.3.4 IRD, Murex3.4 CRD, Calypso, Imagine, FX UBS Trader, Cowin, Easy Match, TLM, Corona, TRAM
  • OBS, Bloomberg, Reuters, Trader Workstation, Tradesignal, Tradestation, IB, Order Management System, Financial Times Info-System Thomson, FIX, NTAS
  • SARA , Xtract, Gfas, Swift, Olympic, Accsofin, SRA, Metatrader4/5, Metaquots, Stars, TP Ideal, GMS, PaceMaker, Alfresco, Prisma, T7, C7, EurexClassic, T7/FX
  • Prime Front Arena, XML/CSV formats FpML, MXML, XPath, Schema XSD, Agile, Scrum, Jira, GT-DATA, Triple A, ServiceNow, ProjectLibre
  • Acadia Margining-Tools and Avaloq.

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